Krieg DeVault LLP

Securities

Overview
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Krieg DeVault serves as counsel to many publicly-traded companies and boards of directors on securities matters. We also advise private companies who are considering raising capital through an initial public offering, and public companies considering de-listing or going private transactions. Our lawyers understand both the business and financing needs of our clients, and can draw on the assistance of colleagues from our firm’s multidisciplinary practice groups to resolve tax, regulatory, and accounting issues that any securities offering can involve. Krieg DeVault’s securities lawyers address a wide range of securities issues on an ongoing basis, including disclosure and regulatory compliance obligations, corporate governance matters, issues arising from the Sarbanes-Oxley Act, and shareholder concerns. We also assist clients in all facets of securities transactions, including capital raising transactions, such as initial, follow-on and rights offerings, and mergers and acquisitions. Our lawyers handle securities-related litigation involving fraud allegations, shareholder class actions and derivative lawsuits, and disputes over proxy contests and tender offers.

Related Professionals
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Practice Contacts
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Robert A. Greising

Robert A. Greising

Partner
rgreising@kdlegal.com
p: 317-238-6215
f: 317-636-1507

Corben A. Lee

Corben A. Lee

Senior Associate
clee@kdlegal.com
p: 317-238-6267
f: 317-636-1507

Focus Areas
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10-K, 10-Q and 8-K Filings
Annual Disclosure Documents
Registered Offerings
Shelf Registrations
Blue Sky Compliance
Private Placements
Regulatory Investigations
Recission Offers
Proxy Solicitations
Tender Offers
Control Group Matters
Insights
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Business

April 23, 2024
Indiana Enacts Senate Enrolled Act 9 Requiring Notice of Certain Health Care Transactions

Firm News and Events

September 15, 2021
Travis D. Lovett Joins Krieg DeVault’s Business, Acquisitions, and Securities Practice

Thought Leadership

April 2, 2019
An Amended and Restated Loan & Security Agreement Should Expressly So State If It Is Not Intended As a Novation

  • Overview
  • Professionals

Krieg DeVault serves as counsel to many publicly-traded companies and boards of directors on securities matters. We also advise private companies who are considering raising capital through an initial public offering, and public companies considering de-listing or going private transactions. Our lawyers understand both the business and financing needs of our clients, and can draw on the assistance of colleagues from our firm’s multidisciplinary practice groups to resolve tax, regulatory, and accounting issues that any securities offering can involve. Krieg DeVault’s securities lawyers address a wide range of securities issues on an ongoing basis, including disclosure and regulatory compliance obligations, corporate governance matters, issues arising from the Sarbanes-Oxley Act, and shareholder concerns. We also assist clients in all facets of securities transactions, including capital raising transactions, such as initial, follow-on and rights offerings, and mergers and acquisitions. Our lawyers handle securities-related litigation involving fraud allegations, shareholder class actions and derivative lawsuits, and disputes over proxy contests and tender offers.

Practice Contacts

Robert A. Greising

Robert A. Greising

Partner
rgreising@kdlegal.com
p: 317-238-6215
f: 317-636-1507

Corben A. Lee

Corben A. Lee

Senior Associate
clee@kdlegal.com
p: 317-238-6267
f: 317-636-1507

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