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February Hoosier Banker: Compliance Connection with Partner Lori Jean

Posted by: Lori Jean on February 1, 2016

Court Decision Clears Way for Broader Use of Postnuptial Agreements
Question 1: We have customers who winter in Florida and Arizona. We also have customers who live across the state line in Illinois and Michigan. Can we honor a power of attorney (POA) that was signed in another state, or does the POA paperwork have to be signed in Indiana?
 
Answer: Yes, you...

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January Hoosier Banker: Compliance Connection with Partner Brett Ashton

Posted by: Brett J. Ashton on January 21, 2016

Court Decision Clears Way for Broader Use of Postnuptial Agreements

As seen in the January 2016 issue of the Indiana Banker Association's Hoosier Banker.

Question 1: Indiana law provides for a $50 loan origination fee that is earned at closing; however, if that amount is financed into the principal loan amount, are we still in compliance if we assess interest...


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Key Risk Issues Every Treasury Management Officer Should Consider

Posted by: Lori Jean on December 28, 2015

Court Decision Clears Way for Broader Use of Postnuptial Agreements

Treasury management agreements often remind me of the Winchester Mystery House.


The Winchester Mystery House is a beautiful, sprawling, and bizarre Victorian mansion. The story goes that Sarah Winchester, reeling from the untimely deaths of her infant daughter and husband, William Wirt...


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The FAST Act: Regulatory Relief for Financial Institutions

Posted by: Lori Jean on December 14, 2015

Court Decision Clears Way for Broader Use of Postnuptial Agreements

On December 4, 2015, President Obama signed a highway bill, the “Fixing America’s Surface Transportation Act” (the FAST Act). Tacked onto this bill were numerous amendments to banking, securities, and housing laws that are intended to provide "regulatory relief to facilitate capital formation,...


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M&A Transactions: Avoiding the 'Regulatory Penalty Box'

Posted by: Michael J. Messaglia on December 4, 2015

Court Decision Clears Way for Broader Use of Postnuptial Agreements

As seen in the December 2015 issue of the Indiana Bankers Association's Hoosier Banker

In merger and acquisition transactions, buyers and sellers should both take care to ensure compliance with regulatory requirements prior to applying for merger approval. Failure to do so may put the...


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Indiana Bankers Association's December Hoosier Banker Compliance Connection with Financial Institutions Practice Group Partner Brett J. Ashton

Posted by: Brett J. Ashton on December 4, 2015

Court Decision Clears Way for Broader Use of Postnuptial Agreements

As seen in the December 2015 issue of the Indiana Banker Association's Hoosier Banker.

Question: Does Indiana have any state law protections for members of the military that I need to comply with? If so, are there Indiana-specific requirements broader than the federal requirements that we have...


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CFPB Guidance on Marketing Service Agreements Only Creates More Questions for Real Estate Settlement Service Providers

on November 20, 2015

On October 8, 2015 the Consumer Financial Protection Bureau (the “CFPB” or the “Bureau”) issued new guidance (the “Guidance”) on the Real Estate Settlement Procedures Act’s (“RESPA”) anti-kickback provisions[1] and how they relate to marketing services agreements (“MSA(s)”).[2] Unfortunately the...


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